Bruce H. Cabral - 09 Sep 2025 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/Janisha Sabnani as Attorney-in-Fact for Bruce H Cabral
Issuer symbol
HTBK
Transactions as of
09 Sep 2025
Net transactions value
-$60,186
Form type
4
Filing time
11 Sep 2025, 14:49:22 UTC
Previous filing
12 Mar 2025
Next filing
09 Mar 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
CABRAL BRUCE H Director 224 AIRPORT PARKWAY, SAN JOSE /s/Janisha Sabnani as Attorney-in-Fact for Bruce H Cabral 11 Sep 2025 0001282992

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Sale $60,186 -5,889 -16% $10.22 30,308 09 Sep 2025 Direct F1
holding HTBK Common Stock, No Par Value 92,995 09 Sep 2025 Indirect by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Employee Stock Option (right to buy) 2,470 09 Sep 2025 Heritage Commerce Corp - Common Stock 2,470 $7.12 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 09 Sep 2025 Heritage Commerce Corp - Common Stock 2,470 $10.31 Direct
holding HTBK Employee Stock Option (right to buy) 2,470 09 Sep 2025 Heritage Commerce Corp - Common Stock 2,470 $10.77 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.2050 to $10.2450, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.