| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CABRAL BRUCE H | Director | 224 AIRPORT PARKWAY, SAN JOSE | /s/Janisha Sabnani as Attorney-in-Fact for Bruce H Cabral | 11 Sep 2025 | 0001282992 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTBK | Common Stock, No Par Value | Sale | $60,186 | -5,889 | -16% | $10.22 | 30,308 | 09 Sep 2025 | Direct | F1 |
| holding | HTBK | Common Stock, No Par Value | 92,995 | 09 Sep 2025 | Indirect by Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HTBK | Employee Stock Option (right to buy) | 2,470 | 09 Sep 2025 | Heritage Commerce Corp - Common Stock | 2,470 | $7.12 | Direct | ||||||
| holding | HTBK | Employee Stock Option (right to buy) | 2,470 | 09 Sep 2025 | Heritage Commerce Corp - Common Stock | 2,470 | $10.31 | Direct | ||||||
| holding | HTBK | Employee Stock Option (right to buy) | 2,470 | 09 Sep 2025 | Heritage Commerce Corp - Common Stock | 2,470 | $10.77 | Direct |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.2050 to $10.2450, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |