SA THOMAS A - 23 Dec 2025 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Reporting relationship: Executive Vice President / COO
Issuer ticker: HTBK
Reported as of: 23 Dec 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 29 Dec 2025, 17:27:54 UTC
Prior SEC filing: 20 Nov 2025
Next SEC filing: 09 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/Janisha Sabnani as Attorney-in-Fact for Thomas A. Sa

Key filing fact

SA THOMAS A filed Form 4 for HERITAGE COMMERCE CORP (HTBK) on 29 Dec 2025.

Key facts

This page summarizes SA THOMAS A's Form 4 filing for HERITAGE COMMERCE CORP (HTBK).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 29 Dec 2025, 17:27.

Change

Previous filing in this sequence was filed on 20 Nov 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001033605 Primary reporting owner

SA THOMAS A

Relationship: Executive Vice President / COO
Address: 224 AIRPORT PARKWAY, SAN JOSE
Signature: /s/Janisha Sabnani as Attorney-in-Fact for Thomas A. Sa
Signature date: 29 Dec 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HTBK transaction

Common Stock, No Par Value

Options Exercise

Transaction value: $0
Shares: +4,345
Change %: +13%
Price: $0.000000
Shares after: 37,402
Date: 23 Dec 2025
Ownership: Direct
Footnotes: F1

HTBK transaction

Common Stock, No Par Value

Award

Transaction value: $0
Shares: +174
Change %: +0.47%
Price: $0.000000
Shares after: 37,576
Date: 23 Dec 2025
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HTBK transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -4,345
Change %: -33%
Price: $0.000000
Shares after: 8,691
Date: 23 Dec 2025
Ownership: Direct
Underlying class: Common Stock, No Par Value
Underlying amount: 4,345
Exercise price: $0.000000
Footnotes: F1, F3

HTBK holding Derivative

Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 25,110
Date: 23 Dec 2025
Ownership: Direct
Underlying class: Common Stock, No Par Value
Underlying amount: 25,110
Exercise price: $0.000000

HTBK holding Derivative

Performance-Based Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 13,036
Date: 23 Dec 2025
Ownership: Direct
Underlying class: Common Stock, No Par Value
Underlying amount: 13,036
Exercise price: $0.000000

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted Stock Units, or RSUs, convert into shares of the Company's Common Stock on a one-for-one basis.

Footnote F2

The reporting person acquired 174 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSU grant.

Footnote F3

The first tranche of this RSU grant was accelerated to vest on 12/23/2025 instead of 3/10/2026. The remaining tranche will vest in accordance with the original terms.