Key facts
- This page summarizes SA THOMAS A's Form 4 filing for HERITAGE COMMERCE CORP (HTBK).
- 3 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 20 Nov 2025, 13:13.
SA THOMAS A - 18 Nov 2025 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)
- Reporting relationship
- Executive Vice President / COO
- Issuer ticker
- HTBK
- Reported as of
- 18 Nov 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 20 Nov 2025, 13:13:22 UTC
- Prior SEC filing
- 05 Aug 2025
- Next SEC filing
- 29 Dec 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/Janisha Sabnani as Attorney-in-Fact for Thomas A. Sa
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
SA THOMAS A filed Form 4 for HERITAGE COMMERCE CORP (HTBK) on 20 Nov 2025.
Change
- Previous filing in this sequence was filed on 05 Aug 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001033605
Primary reporting owner
SA THOMAS A
- Relationship
- Executive Vice President / COO
- Address
- 224 AIRPORT PARKWAY, SAN JOSE
- Signature
- /s/Janisha Sabnani as Attorney-in-Fact for Thomas A. Sa
- Signature date
- 20 Nov 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HTBK
transaction
Common Stock, No Par Value
Award
- Transaction value
- $0
- Shares
- +503
- Change %
- +2.5%
- Price
- $0.000000
- Shares after
- 20,503
- Date
- 18 Nov 2025
- Ownership
- Direct
- Footnotes
- F1
HTBK
transaction
Common Stock, No Par Value
Options Exercise
- Transaction value
- $0
- Shares
- +12,554
- Change %
- +61%
- Price
- $0.000000
- Shares after
- 33,057
- Date
- 18 Nov 2025
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HTBK
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -12,554
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 25,110
- Date
- 18 Nov 2025
- Ownership
- Direct
- Underlying class
- Common Stock, No Par Value
- Underlying amount
- 12,554
- Exercise price
- $0.000000
- Footnotes
- F2
HTBK
holding
Derivative
Performance-Based Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,036
- Date
- 18 Nov 2025
- Ownership
- Direct
- Underlying class
- Common Stock, No Par Value
- Underlying amount
- 13,036
- Exercise price
- $0.000000
HTBK
holding
Derivative
Restricted Stock Unit
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,036
- Date
- 18 Nov 2025
- Ownership
- Direct
- Underlying class
- Common Stock, No Par Value
- Underlying amount
- 13,036
- Exercise price
- $0.000000
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The reporting person acquired 503 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Units, or RSU's grant.
Footnote F2
The RSUs vest annually in three equal installments commencing on November 18, 2025, the first anniversary of the holders' grant date, the second tranche will vest on November 18, 2026.The remaining RSUs will vest on November 18, 2027.