Ulrich E. Keller - Feb 22, 2024 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller
Stock symbol
FFWM
Transactions as of
Feb 22, 2024
Transactions value $
-$1,426
Form type
4
Date filed
2/22/2024, 06:08 PM
Previous filing
Dec 15, 2023
Next filing
Mar 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $3.49K +443 +2.15% $7.88 21K Feb 22, 2024 Direct F1
transaction FFWM Common Stock Tax liability -$1.43K -181 -0.86% $7.88 20.8K Feb 22, 2024 Direct F1
holding FFWM Common Stock 1.26M Feb 22, 2024 Family Trust
holding FFWM Common Stock 693K Feb 22, 2024 Limited Partnership
holding FFWM Common Stock 215K Feb 22, 2024 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -$3.49K -443 -100% $7.88 0 Feb 22, 2024 Common Stock 443 Direct F2, F3, F4, F5
holding FFWM Restricted Stock Unit 1.71K Feb 22, 2024 Common Stock 1.71K Direct F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F5 No expiration date for this type of award
F6 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025