Ulrich E. Keller Jr. - 22 Feb 2024 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller
Issuer symbol
FFWM
Transactions as of
22 Feb 2024
Net transactions value
-$1,426
Form type
4
Filing time
22 Feb 2024, 18:08:34 UTC
Previous filing
15 Dec 2023
Next filing
04 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $3,491 +443 +2.2% $7.88 21,002 22 Feb 2024 Direct F1
transaction FFWM Common Stock Tax liability $1,426 -181 -0.86% $7.88 20,821 22 Feb 2024 Direct F1
holding FFWM Common Stock 1,255,622 22 Feb 2024 Family Trust
holding FFWM Common Stock 693,000 22 Feb 2024 Limited Partnership
holding FFWM Common Stock 215,000 22 Feb 2024 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise $3,491 -443 -100% $7.88 0 22 Feb 2024 Common Stock 443 Direct F2, F3, F4, F5
holding FFWM Restricted Stock Unit 1,709 22 Feb 2024 Common Stock 1,709 Direct F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F5 No expiration date for this type of award
F6 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025