Ulrich E. Keller - Feb 22, 2024 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role: Chairman, Director
Signature: /s/ Paul Newton attorney in fact for Ulrich E. Keller
Stock symbol: FFWM
Transactions as of: Feb 22, 2024
Transactions value $: -$1,426
Form type: 4
Date filed: 2/22/2024, 06:08 PM
Previous filing: Dec 15, 2023
Next filing: Mar 4, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FFWM	Common Stock	Options Exercise	$3.49K	+443	+2.15%	$7.88	21K	Feb 22, 2024	Direct	F1
transaction	FFWM	Common Stock	Tax liability	-$1.43K	-181	-0.86%	$7.88	20.8K	Feb 22, 2024	Direct	F1
holding	FFWM	Common Stock						1.26M	Feb 22, 2024	Family Trust
holding	FFWM	Common Stock						693K	Feb 22, 2024	Limited Partnership
holding	FFWM	Common Stock						215K	Feb 22, 2024	Spouse

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FFWM	Restricted Stock Unit	Options Exercise	-$3.49K	-443	-100%	$7.88	0	Feb 22, 2024	Common Stock	443		Direct	F2, F3, F4, F5
holding	FFWM	Restricted Stock Unit						1.71K	Feb 22, 2024	Common Stock	1.71K		Direct	F2, F3, F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	RSU with Executives Vesting vesting schedule
F2	No exercise price for this type of award
F3	No exercisable date for this type of award
F4	Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F5	No expiration date for this type of award
F6	Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025