Ulrich E. Keller - Feb 29, 2024 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller
Stock symbol
FFWM
Transactions as of
Feb 29, 2024
Transactions value $
-$2,768
Form type
4
Date filed
3/4/2024, 12:31 PM
Previous filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $6.77K +854 +4.1% $7.93 21.7K Feb 29, 2024 Direct F1, F2
transaction FFWM Common Stock Tax liability -$2.77K -349 -1.61% $7.93 21.3K Feb 29, 2024 Direct F1, F2
holding FFWM Common Stock 1.23M Feb 29, 2024 Family Trust
holding FFWM Common Stock 693K Feb 29, 2024 Limited Partnership
holding FFWM Common Stock 215K Feb 29, 2024 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -$6.77K -854 -49.97% $7.93 855 Feb 29, 2024 Common Stock 854 Direct F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 RSU with Executives Vesting 2023 vesting schedule
F3 No exercise price for this type of award
F4 No exercisable date for this type of award
F5 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F6 No expiration date for this type of award