Ulrich E. Keller - Feb 29, 2024 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role: Chairman, Director
Signature: /s/ Paul Newton attorney in fact for Ulrich E. Keller
Stock symbol: FFWM
Transactions as of: Feb 29, 2024
Transactions value $: -$2,768
Form type: 4
Date filed: 3/4/2024, 12:31 PM
Previous filing: Feb 22, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FFWM	Common Stock	Options Exercise	$6.77K	+854	+4.1%	$7.93	21.7K	Feb 29, 2024	Direct	F1, F2
transaction	FFWM	Common Stock	Tax liability	-$2.77K	-349	-1.61%	$7.93	21.3K	Feb 29, 2024	Direct	F1, F2
holding	FFWM	Common Stock						1.23M	Feb 29, 2024	Family Trust
holding	FFWM	Common Stock						693K	Feb 29, 2024	Limited Partnership
holding	FFWM	Common Stock						215K	Feb 29, 2024	Spouse

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FFWM	Restricted Stock Unit	Options Exercise	-$6.77K	-854	-49.97%	$7.93	855	Feb 29, 2024	Common Stock	854		Direct	F3, F4, F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	RSU with Executives Vesting vesting schedule
F2	RSU with Executives Vesting 2023 vesting schedule
F3	No exercise price for this type of award
F4	No exercisable date for this type of award
F5	Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F6	No expiration date for this type of award