ULRICH E. KELLER - 15 Dec 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller
Issuer symbol
FFWM
Transactions as of
15 Dec 2023
Transactions value $
-$266,940
Form type
4
Filing time
15 Dec 2023, 17:11:28 UTC
Previous filing
05 Dec 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Sale -$267K -30K -12.24% $8.90 215K 15 Dec 2023 Spouse
holding FFWM Common Stock 1.26M 15 Dec 2023 Family Trust
holding FFWM Common Stock 693K 15 Dec 2023 Limited Partnership
holding FFWM Common Stock 20.6K 15 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FFWM Restricted Stock Unit 443 15 Dec 2023 Common Stock 443 Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 1.71K 15 Dec 2023 Common Stock 1.71K Direct F1, F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F4 No expiration date for this type of award
F5 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025