Ulrich E. Keller - Dec 15, 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller
Stock symbol
FFWM
Transactions as of
Dec 15, 2023
Transactions value $
-$266,940
Form type
4
Date filed
12/15/2023, 05:11 PM
Previous filing
Dec 5, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Sale -$267K -30K -12.24% $8.90 215K Dec 15, 2023 Spouse
holding FFWM Common Stock 1.26M Dec 15, 2023 Family Trust
holding FFWM Common Stock 693K Dec 15, 2023 Limited Partnership
holding FFWM Common Stock 20.6K Dec 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FFWM Restricted Stock Unit 443 Dec 15, 2023 Common Stock 443 Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 1.71K Dec 15, 2023 Common Stock 1.71K Direct F1, F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F4 No expiration date for this type of award
F5 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025