Hugo J. Nuno - 22 Feb 2024 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Banking Officer
Signature
/s/ Paul Newton attorney in fact for Hugo Nuno
Issuer symbol
FFWM
Transactions as of
22 Feb 2024
Net transactions value
-$1,797
Form type
4
Filing time
22 Feb 2024, 18:04:22 UTC
Previous filing
01 Mar 2023
Next filing
04 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $4,389 +557 +4.8% $7.88 12,152 22 Feb 2024 Direct
transaction FFWM Common Stock Tax liability $1,797 -228 -1.9% $7.88 11,924 22 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise $4,389 -557 -100% $7.88 0 22 Feb 2024 Common Stock 557 Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 2,249 22 Feb 2024 Common Stock 2,249 Direct F1, F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F4 No Expiration date for this type of award
F5 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F6 No expiration date for this type of award