Hugo Nuno - Feb 22, 2024 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Banking Officer
Signature
/s/ Paul Newton attorney in fact for Hugo Nuno
Stock symbol
FFWM
Transactions as of
Feb 22, 2024
Transactions value $
-$1,797
Form type
4
Date filed
2/22/2024, 06:04 PM
Previous filing
Mar 1, 2023
Next filing
Mar 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $4.39K +557 +4.8% $7.88 12.2K Feb 22, 2024 Direct
transaction FFWM Common Stock Tax liability -$1.8K -228 -1.88% $7.88 11.9K Feb 22, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -$4.39K -557 -100% $7.88 0 Feb 22, 2024 Common Stock 557 Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 2.25K Feb 22, 2024 Common Stock 2.25K Direct F1, F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F4 No Expiration date for this type of award
F5 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F6 No expiration date for this type of award