Hugo Nuno - Feb 29, 2024 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Banking Officer
Signature
/s/ Paul Newton attorney in fact for Hugo Nuno
Stock symbol
FFWM
Transactions as of
Feb 29, 2024
Transactions value $
-$3,648
Form type
4
Date filed
3/4/2024, 01:06 PM
Previous filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $8.91K +1.12K +9.43% $7.93 13K Feb 29, 2024 Direct F1
transaction FFWM Common Stock Tax liability -$3.65K -460 -3.53% $7.93 12.6K Feb 29, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -$8.91K -1.12K -49.98% $7.93 1.13K Feb 29, 2024 Common Stock 1.12K Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting 2023 vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F5 No expiration date for this type of award