Hugo Nuno - Feb 28, 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Banking Officer
Signature
/s/ Paul Newton attorney in fact for Hugo Nuno
Stock symbol
FFWM
Transactions as of
Feb 28, 2023
Transactions value $
-$5,847
Form type
4
Date filed
3/1/2023, 01:36 PM
Previous filing
Feb 24, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $16.9K +1.12K +10.34% $15.07 12K Feb 28, 2023 Direct F1
transaction FFWM Common Stock Tax liability -$5.85K -388 -3.24% $15.07 11.6K Feb 28, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -$16.9K -1.12K -33.3% $15.07 2.25K Feb 28, 2023 Common Stock 1.12K Direct F2, F3, F4, F5
holding FFWM Restricted Stock Unit 557 Feb 28, 2023 Common Stock 557 Direct F2, F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F5 No expiration date for this type of award
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F7 No Expiration date for this type of award