Hugo J. Nuno - 28 Feb 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Banking Officer
Signature
/s/ Paul Newton attorney in fact for Hugo Nuno
Issuer symbol
FFWM
Transactions as of
28 Feb 2023
Net transactions value
-$5,847
Form type
4
Filing time
01 Mar 2023, 13:36:40 UTC
Previous filing
24 Feb 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $16,924 +1,123 +10% $15.07 11,983 28 Feb 2023 Direct F1
transaction FFWM Common Stock Tax liability $5,847 -388 -3.2% $15.07 11,595 28 Feb 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise $16,924 -1,123 -33% $15.07 2,249 28 Feb 2023 Common Stock 1,123 Direct F2, F3, F4, F5
holding FFWM Restricted Stock Unit 557 28 Feb 2023 Common Stock 557 Direct F2, F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F5 No expiration date for this type of award
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F7 No Expiration date for this type of award