Yang Li - 15 Dec 2023 Form 4 Insider Report for Surrozen, Inc./DE (SRZN)

Role
Exec. Vice President, Research
Signature
/s/Charles Williams, Attorney-in-Fact for Yang Li
Issuer symbol
SRZN
Transactions as of
15 Dec 2023
Net transactions value
+$11,822
Form type
4
Filing time
18 Dec 2023, 21:26:15 UTC
Previous filing
23 Aug 2023
Next filing
26 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRZN Common Stock Award $11,822 +2,085 $5.67* 2,085 15 Dec 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This reporting person is voluntarily reporting these shares acquired under the Surrozen, Inc. 2021 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 On December 13, 2023, Surrozen, Inc. effected a one-for-fifteen reverse stock split of its outstanding common stock (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split.