Yang Li - Aug 17, 2023 Form 3 Insider Report for Surrozen, Inc./DE (SRZN)

Role
Exec. Vice President, Research
Signature
/s/Charles Williams, Attorney-in-Fact for Yang Li
Stock symbol
SRZN
Transactions as of
Aug 17, 2023
Transactions value $
$0
Form type
3
Date filed
8/23/2023, 05:17 PM
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SRZN Common Stock 122K Aug 17, 2023 Direct
holding SRZN Common Stock 10.5K Aug 17, 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SRZN Option (right to buy) Aug 17, 2023 Common Stock 500 $2.03 Direct F2
holding SRZN Option (right to buy) Aug 17, 2023 Common Stock 100K $3.11 Direct F2
holding SRZN Option (right to buy) Aug 17, 2023 Common Stock 80K $0.70 Direct F2
holding SRZN Option (right to buy) Aug 17, 2023 Common Stock 22.8K $2.16 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held through immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F2 1/48th of the shares subject to the option shall vest on each monthly anniversary of the vesting commencement date over a four-year period.