Yang Li - 17 Aug 2023 Form 3 Insider Report for Surrozen, Inc./DE (SRZN)

Role
Exec. Vice President, Research
Signature
/s/Charles Williams, Attorney-in-Fact for Yang Li
Issuer symbol
SRZN
Transactions as of
17 Aug 2023
Net transactions value
$0
Form type
3
Filing time
23 Aug 2023, 17:17:42 UTC
Next filing
18 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SRZN Common Stock 121,524 17 Aug 2023 Direct
holding SRZN Common Stock 10,538 17 Aug 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SRZN Option (right to buy) 17 Aug 2023 Common Stock 500 $2.03 Direct F2
holding SRZN Option (right to buy) 17 Aug 2023 Common Stock 100,000 $3.11 Direct F2
holding SRZN Option (right to buy) 17 Aug 2023 Common Stock 80,000 $0.7001 Direct F2
holding SRZN Option (right to buy) 17 Aug 2023 Common Stock 22,835 $2.16 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held through immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F2 1/48th of the shares subject to the option shall vest on each monthly anniversary of the vesting commencement date over a four-year period.