Yang Li - 24 Apr 2024 Form 4 Insider Report for Surrozen, Inc./DE (SRZN)

Role
Exec. Vice President, Research
Signature
/s/Charles Williams, Attorney-in-Fact for Yang Li
Issuer symbol
SRZN
Transactions as of
24 Apr 2024
Net transactions value
$0
Form type
4
Filing time
26 Apr 2024, 16:39:32 UTC
Previous filing
18 Dec 2023
Next filing
02 May 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRZN Option (right to buy) Award $0 +10,000 $0.000000 10,000 24 Apr 2024 Common Stock 10,000 $8.97 Direct F1
transaction SRZN Restricted Stock Unit Award $0 +5,000 $0.000000 5,000 24 Apr 2024 Common Stock 5,000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the options vest and become exercisable in a series of 48 equal monthly installments beginning on February 1, 2024, subject to the reporting person's continuous service through the applicable vesting date.
F2 Each restricted stock unit, or RSU, represents a contingent right to receive one share of the Issuer's common stock.
F3 The RSU award vests in two equal installments on January 1, 2025 and January 1, 2026.