Ulrich E. Keller - Dec 5, 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role: Chairman, Director
Signature: /s/ Paul Newton attorney in fact for Ulrich E. Keller
Stock symbol: FFWM
Transactions as of: Dec 5, 2023
Transactions value $: $0
Form type: 4
Date filed: 12/5/2023, 02:01 PM
Previous filing: Mar 1, 2023
Next filing: Dec 15, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FFWM	Common Stock	Gift		-8K	-0.63%		1.26M	Dec 5, 2023	Family Trust	F1
holding	FFWM	Common Stock						693K	Dec 5, 2023	Limited Partnership
holding	FFWM	Common Stock						245K	Dec 5, 2023	Spouse
holding	FFWM	Common Stock						20.6K	Dec 5, 2023	Direct

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	FFWM	Restricted Stock Unit						443	Dec 5, 2023	Common Stock	443		Direct	F2, F3, F4, F5
holding	FFWM	Restricted Stock Unit						1.71K	Dec 5, 2023	Common Stock	1.71K		Direct	F2, F3, F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Gift
F2	No exercise price for this type of award
F3	No exercisable date for this type of award
F4	Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F5	No expiration date for this type of award
F6	Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025