Ulrich E. Keller - Dec 5, 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller
Stock symbol
FFWM
Transactions as of
Dec 5, 2023
Transactions value $
$0
Form type
4
Date filed
12/5/2023, 02:01 PM
Previous filing
Mar 1, 2023
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Gift -8K -0.63% 1.26M Dec 5, 2023 Family Trust F1
holding FFWM Common Stock 693K Dec 5, 2023 Limited Partnership
holding FFWM Common Stock 245K Dec 5, 2023 Spouse
holding FFWM Common Stock 20.6K Dec 5, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FFWM Restricted Stock Unit 443 Dec 5, 2023 Common Stock 443 Direct F2, F3, F4, F5
holding FFWM Restricted Stock Unit 1.71K Dec 5, 2023 Common Stock 1.71K Direct F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Gift
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F5 No expiration date for this type of award
F6 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025