Ulrich E. Keller - Jan 10, 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role: Chairman, Director
Signature: /s/ Paul Newton attorney in fact for Ulrich E. Keller
Stock symbol: FFWM
Transactions as of: Jan 10, 2023
Transactions value $: $0
Form type: 4
Date filed: 1/12/2023, 05:18 PM
Previous filing: Feb 25, 2022
Next filing: Feb 3, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	FFWM	Common Stock						1.29M	Jan 10, 2023	Family Trust
holding	FFWM	Common Stock						693K	Jan 10, 2023	Limited Partnership
holding	FFWM	Common Stock						245K	Jan 10, 2023	Spouse
holding	FFWM	Common Stock						20K	Jan 10, 2023	Direct

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FFWM	Restricted Stock Unit	Award	$0	+2.56K		$0.00	2.56K	Jan 10, 2023	Common Stock	2.56K		Direct	F1, F2, F3, F4
holding	FFWM	Restricted Stock Unit						486	Jan 10, 2023	Common Stock	486		Direct	F1, F2, F4, F5
holding	FFWM	Restricted Stock Unit						886	Jan 10, 2023	Common Stock	886		Direct	F1, F2, F4, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	No exercise price for this type of award
F2	No exercisable date for this type of award
F3	Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F4	No expiration date for this type of award
F5	Vesting dates: 02/23/2021, 02/23/2022, and 02/23/2023
F6	Vesting dates 2/22/2022, 2/22/2023, 2/22/2024