Ulrich E. Keller - Jan 10, 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller
Stock symbol
FFWM
Transactions as of
Jan 10, 2023
Transactions value $
$0
Form type
4
Date filed
1/12/2023, 05:18 PM
Previous filing
Feb 25, 2022
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FFWM Common Stock 1.29M Jan 10, 2023 Family Trust
holding FFWM Common Stock 693K Jan 10, 2023 Limited Partnership
holding FFWM Common Stock 245K Jan 10, 2023 Spouse
holding FFWM Common Stock 20K Jan 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Award $0 +2.56K $0.00 2.56K Jan 10, 2023 Common Stock 2.56K Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 486 Jan 10, 2023 Common Stock 486 Direct F1, F2, F4, F5
holding FFWM Restricted Stock Unit 886 Jan 10, 2023 Common Stock 886 Direct F1, F2, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F4 No expiration date for this type of award
F5 Vesting dates: 02/23/2021, 02/23/2022, and 02/23/2023
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024