Ulrich E. Keller Jr. - 25 Feb 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller
Issuer symbol
FFWM
Transactions as of
25 Feb 2022
Net transactions value
-$6,213
Form type
4
Filing time
25 Feb 2022, 18:00:03 UTC
Previous filing
24 Feb 2022
Next filing
12 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +679 +3.2% 21,974 25 Feb 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability $6,213 -234 -1.1% $26.55 21,740 25 Feb 2022 Direct F1, F3
holding FFWM Common Stock 1,286,274 25 Feb 2022 Family Trust
holding FFWM Common Stock 693,000 25 Feb 2022 Limited Partnership
holding FFWM Common Stock 245,000 25 Feb 2022 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -679 -100% 0 25 Feb 2022 Common Stock 679 Direct F2, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 Shares withheld to cover tax liability.
F4 No exercisable date for this type of award
F5 Vesting dates 2/25/2020, 2/25/2021, 2/25/2022
F6 No expiration date for this type of award