Ulrich E. Keller - Feb 25, 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role: Chairman, Director
Signature: /s/ Paul Newton attorney in fact for Ulrich E. Keller
Stock symbol: FFWM
Transactions as of: Feb 25, 2022
Transactions value $: -$6,213
Form type: 4
Date filed: 2/25/2022, 06:00 PM
Previous filing: Feb 24, 2022
Next filing: Jan 12, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FFWM	Common Stock	Options Exercise		+679	+3.19%		22K	Feb 25, 2022	Direct	F1, F2
transaction	FFWM	Common Stock	Tax liability	-$6.21K	-234	-1.06%	$26.55	21.7K	Feb 25, 2022	Direct	F1, F3
holding	FFWM	Common Stock						1.29M	Feb 25, 2022	Family Trust
holding	FFWM	Common Stock						693K	Feb 25, 2022	Limited Partnership
holding	FFWM	Common Stock						245K	Feb 25, 2022	Spouse

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FFWM	Restricted Stock Unit	Options Exercise		-679	-100%		0	Feb 25, 2022	Common Stock	679		Direct	F2, F4, F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	RSU with Executives Vesting vesting schedule
F2	No exercise price for this type of award
F3	Shares withheld to cover tax liability.
F4	No exercisable date for this type of award
F5	Vesting dates 2/25/2020, 2/25/2021, 2/25/2022
F6	No expiration date for this type of award