Ulrich E. Keller - 02 Feb 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller
Issuer symbol
FFWM
Transactions as of
02 Feb 2023
Transactions value $
-$408,990
Form type
4
Filing time
03 Feb 2023, 11:46:00
Previous filing
12 Jan 2023
Next filing
24 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Sale -$409K -25K -1.94% $16.36 1.26M 02 Feb 2023 Family Trust
holding FFWM Common Stock 693K 02 Feb 2023 Limited Partnership
holding FFWM Common Stock 245K 02 Feb 2023 Spouse
holding FFWM Common Stock 20K 02 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FFWM Restricted Stock Unit 486 02 Feb 2023 Common Stock 486 Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 886 02 Feb 2023 Common Stock 886 Direct F1, F2, F4, F5
holding FFWM Restricted Stock Unit 2.56K 02 Feb 2023 Common Stock 2.56K Direct F1, F2, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates: 02/23/2021, 02/23/2022, and 02/23/2023
F4 No expiration date for this type of award
F5 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F6 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025