Ulrich E. Keller - Feb 22, 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Kevin L. Thompson attorney in fact for Ulrich E. Keller
Stock symbol
FFWM
Transactions as of
Feb 22, 2022
Transactions value $
-$8,344
Form type
4
Date filed
2/24/2022, 06:38 PM
Previous filing
Feb 14, 2022
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +442 +2.14% 21.1K Feb 22, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$4.01K -152 -0.72% $26.36 21K Feb 22, 2022 Direct F1, F3
transaction FFWM Common Stock Options Exercise +486 +2.32% 21.5K Feb 23, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$4.34K -168 -0.78% $25.82 21.3K Feb 23, 2022 Direct F1, F3
holding FFWM Common Stock 1.29M Feb 22, 2022 Family Trust
holding FFWM Common Stock 693K Feb 22, 2022 Limited Partnership
holding FFWM Common Stock 245K Feb 22, 2022 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -486 -33.36% 971 Feb 23, 2022 Common Stock 486 Direct F2, F4, F5, F6
transaction FFWM Restricted Stock Unit Award +1.33K 1.33K Feb 22, 2022 Common Stock 1.33K $0.00 Direct F2, F4, F6, F7
transaction FFWM Restricted Stock Unit Options Exercise -442 -33.28% 886 Feb 22, 2022 Common Stock 442 $0.00 Direct F2, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 Shares withheld to cover tax liability.
F4 No exercisable date for this type of award
F5 Vesting dates 2/23/2022, 2/23/2023
F6 No expiration date for this type of award
F7 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024