Ulrich E. Keller Jr. - 22 Feb 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Kevin L. Thompson attorney in fact for Ulrich E. Keller
Issuer symbol
FFWM
Transactions as of
22 Feb 2022
Net transactions value
-$8,344
Form type
4
Filing time
24 Feb 2022, 18:38:06 UTC
Previous filing
14 Feb 2022
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +442 +2.1% 21,129 22 Feb 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability $4,007 -152 -0.72% $26.36 20,977 22 Feb 2022 Direct F1, F3
transaction FFWM Common Stock Options Exercise +486 +2.3% 21,463 23 Feb 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability $4,338 -168 -0.78% $25.82 21,295 23 Feb 2022 Direct F1, F3
holding FFWM Common Stock 1,286,274 22 Feb 2022 Family Trust
holding FFWM Common Stock 693,000 22 Feb 2022 Limited Partnership
holding FFWM Common Stock 245,000 22 Feb 2022 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -486 -33% 971 23 Feb 2022 Common Stock 486 Direct F2, F4, F5, F6
transaction FFWM Restricted Stock Unit Award +1,328 1,328 22 Feb 2022 Common Stock 1,328 $0.000000 Direct F2, F4, F6, F7
transaction FFWM Restricted Stock Unit Options Exercise -442 -33% 886 22 Feb 2022 Common Stock 442 $0.000000 Direct F2, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 Shares withheld to cover tax liability.
F4 No exercisable date for this type of award
F5 Vesting dates 2/23/2022, 2/23/2023
F6 No expiration date for this type of award
F7 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024