Barry Sloane - 04 Oct 2024 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role: Chairman & CEO, Director
Signature: Barry Sloane
Issuer symbol: NEWT
Transactions as of: 04 Oct 2024
Net transactions value: $0
Form type: 4
Filing time: 08 Oct 2024, 16:03:01 UTC
Previous filing: 24 Sep 2024
Next filing: 26 Nov 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEWT	Common stock	Award	$0	+11,532	+1%	$0.000000	1,158,855	04 Oct 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 11,532 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 11,532 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.