Barry Sloane - Sep 23, 2024 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role
Chairman & CEO, Director
Signature
Barry Sloane
Stock symbol
NEWT
Transactions as of
Sep 23, 2024
Transactions value $
$471,560
Form type
4
Date filed
9/24/2024, 11:51 AM
Previous filing
Aug 14, 2024
Next filing
Oct 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWT Common stock Purchase $118K +10K +0.87% $11.80 1.16M Sep 23, 2024 Direct
transaction NEWT Common stock Purchase $117K +10K +0.86% $11.69 1.17M Sep 23, 2024 Direct
transaction NEWT Common stock Purchase $117K +10K +0.86% $11.68 1.18M Sep 23, 2024 Direct
transaction NEWT Common stock Purchase $13.3K +1.13K +0.1% $11.75 1.18M Sep 23, 2024 Direct
transaction NEWT Common stock Purchase $63.5K +5.39K +0.46% $11.79 1.18M Sep 23, 2024 Direct
transaction NEWT Common stock Purchase $43.1K +3.61K +0.31% $11.92 1.19M Sep 23, 2024 Direct
transaction NEWT Common stock Gift $0 -40.1K -3.38% $0.00 1.15M Sep 24, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide gift of securities by the Reporting Person to the CAMCO ONE IRREVOCABLE TRUST (the "Trust"). The Reporting Person is the grantor of the Trust and does not have voting or investment control over the securities and disclaims beneficial ownership of the securities.