Barry Sloane - 23 Sep 2024 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role
Chairman & CEO, Director
Signature
Barry Sloane
Issuer symbol
NEWT
Transactions as of
23 Sep 2024
Net transactions value
+$471,560
Form type
4
Filing time
24 Sep 2024, 11:51:12 UTC
Previous filing
14 Aug 2024
Next filing
08 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWT Common stock Purchase $117,954 +10,000 +0.87% $11.80 1,157,323 23 Sep 2024 Direct
transaction NEWT Common stock Purchase $116,905 +10,000 +0.86% $11.69 1,167,323 23 Sep 2024 Direct
transaction NEWT Common stock Purchase $116,800 +10,000 +0.86% $11.68 1,177,323 23 Sep 2024 Direct
transaction NEWT Common stock Purchase $13,323 +1,134 +0.1% $11.75 1,178,457 23 Sep 2024 Direct
transaction NEWT Common stock Purchase $63,501 +5,386 +0.46% $11.79 1,183,843 23 Sep 2024 Direct
transaction NEWT Common stock Purchase $43,077 +3,614 +0.31% $11.92 1,187,457 23 Sep 2024 Direct
transaction NEWT Common stock Gift $0 -40,134 -3.4% $0.000000 1,147,323 24 Sep 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide gift of securities by the Reporting Person to the CAMCO ONE IRREVOCABLE TRUST (the "Trust"). The Reporting Person is the grantor of the Trust and does not have voting or investment control over the securities and disclaims beneficial ownership of the securities.