Fernando Perez-Hickman - 31 Dec 2023 Form 5/A Insider Report for NewtekOne, Inc. (NEWT)

Role
Director
Signature
Fernando Perez-Hickman
Issuer symbol
NEWT
Transactions as of
31 Dec 2023
Net transactions value
+$1,366
Form type
5/A
Filing time
24 Jan 2024, 15:31:50 UTC
Date Of Original Report
23 Jan 2024
Previous filing
11 Jul 2023
Next filing
18 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWT Common stock Purchase $261 +20 +0.52% $13.05 3,846 14 Apr 2023 Direct F2, F3
transaction NEWT Common stock Purchase $556 +31 +0.81% $17.92 3,846 21 Jul 2023 Direct F2, F3
transaction NEWT Common stock Purchase $549 +41 +1.1% $13.40 3,846 20 Oct 2023 Direct F2, F3
holding NEWT Common stock 40,500 31 Dec 2023 Shares are held by Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by Feathers Capital Group LLC, a limited liability company which is owned by the Maria del Carmen Escolar Gutierrez 2022 Irrevocable Trust (the "Trust"); the reporting person is a co-trustee of the Trust and the reporting person and his immediate family members are beneficiaries of the Trust.
F2 Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
F3 The Reporting Person incorrectly included Reporting Person's indirect holdings as direct holdings on his Form 5 filed on January 23, 2024.