Fernando Perez - Jun 14, 2024 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role: Director
Signature: Fernando Perez-Hickman
Stock symbol: NEWT
Transactions as of: Jun 14, 2024
Transactions value $: $25,000
Form type: 4
Date filed: 6/18/2024, 02:28 PM
Previous filing: Jan 23, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEWT	Common stock	Award	$25K	+1.93K	+49%	$12.94	5.88K	Jun 14, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On June 14, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,932 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On June 14, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,932 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.