Odey Asset Management LLP - Jun 12, 2023 Form 4 Insider Report for CADIZ INC (CDZI)

Role
10%+ Owner
Signature
ODEY ASSET MANAGEMENT LLP By: /s/ Neil Cowhig, Head of Compliance
Stock symbol
CDZI
Transactions as of
Jun 12, 2023
Transactions value $
-$6,907,859
Form type
4
Date filed
7/14/2023, 01:10 PM
Previous filing
Feb 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDZI Common Stock Sale -$1.35M -341K -100% $3.95 0 Jun 13, 2023 See Footnotes F1, F2
transaction CDZI Common Stock Sale -$5.24K -1.2K -0.35% $4.37 339K Jun 12, 2023 See Footnotes F1, F5
transaction CDZI Common Stock Sale -$1.34M -339K -100% $3.95 0 Jun 13, 2023 See Footnotes F1, F5
transaction CDZI Common Stock Sale -$16.5K -3.77K -0.35% $4.37 1.06M Jun 12, 2023 See Footnotes F1, F6
transaction CDZI Common Stock Sale -$4.2M -1.06M -100% $3.95 0 Jun 13, 2023 See Footnotes F1, F6
holding CDZI Common Stock 2.17M Jun 12, 2023 See Footnotes F1, F3
holding CDZI Common Stock 3.68M Jun 12, 2023 See Footnotes F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Odey Asset Management LLP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
F2 Shares held for the benefit of a pension trust for which the Reporting Person serves as investment adviser.
F3 Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
F4 Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
F5 Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
F6 Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.