Odey Asset Management LLP - 12 Jun 2023 Form 4 Insider Report for CADIZ INC (CDZI)

Role
10%+ Owner
Signature
ODEY ASSET MANAGEMENT LLP By: /s/ Neil Cowhig, Head of Compliance
Issuer symbol
CDZI
Transactions as of
12 Jun 2023
Transactions value $
-$6,907,859
Form type
4
Filing time
14 Jul 2023, 13:10:02 UTC
Previous filing
06 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDZI Common Stock Sale -$1.35M -341K -100% $3.95 0 13 Jun 2023 See Footnotes F1, F2
transaction CDZI Common Stock Sale -$5.24K -1.2K -0.35% $4.37 339K 12 Jun 2023 See Footnotes F1, F5
transaction CDZI Common Stock Sale -$1.34M -339K -100% $3.95 0 13 Jun 2023 See Footnotes F1, F5
transaction CDZI Common Stock Sale -$16.5K -3.77K -0.35% $4.37 1.06M 12 Jun 2023 See Footnotes F1, F6
transaction CDZI Common Stock Sale -$4.2M -1.06M -100% $3.95 0 13 Jun 2023 See Footnotes F1, F6
holding CDZI Common Stock 2.17M 12 Jun 2023 See Footnotes F1, F3
holding CDZI Common Stock 3.68M 12 Jun 2023 See Footnotes F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Odey Asset Management LLP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
F2 Shares held for the benefit of a pension trust for which the Reporting Person serves as investment adviser.
F3 Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
F4 Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
F5 Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.
F6 Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.