Frank Lazaran - Nov 16, 2022 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
President and CEO, Director
Signature
/s/ Frank Lazaran
Stock symbol
WTER
Transactions as of
Nov 16, 2022
Transactions value $
$43,750
Form type
4
Date filed
11/25/2022, 06:37 PM
Previous filing
Aug 2, 2022
Next filing
May 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +250K +36.41% 937K Nov 16, 2022 Direct F5
holding WTER Common Stock 687K Nov 16, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WTER Stock Options Award $43.8K +175K +15.22% $0.25 1.33M Nov 16, 2022 Common 175K $0.25 Direct F4
holding WTER Stock Options 100K Nov 16, 2022 Common 100K $0.53 Direct F1
holding WTER Stock Options 150K Nov 16, 2022 Common 50K $1.09 Direct F2
holding WTER Stock Options 1.15M Nov 16, 2022 Common 1M $0.43 Direct F3
holding WTER Warrants 50K Nov 16, 2022 Common 50K $1.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third vest on each anniversary of the date of grant.
F2 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3 50% vest on July 29, 2023 and 50% vest on July 29, 2024.
F4 50% vest on November 16, 2023 and 50% vest on November 16, 2024.
F5 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting.