Frank Lazaran - 16 Nov 2022 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
President and CEO, Director
Signature
/s/ Frank Lazaran
Issuer symbol
WTER
Transactions as of
16 Nov 2022
Net transactions value
+$43,750
Form type
4
Filing time
25 Nov 2022, 18:37:52 UTC
Previous filing
02 Aug 2022
Next filing
02 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +250,000 +36% 936,666 16 Nov 2022 Direct F5
holding WTER Common Stock 686,666 16 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WTER Stock Options Award $43,750 +175,000 +15% $0.2500 1,325,000 16 Nov 2022 Common 175,000 $0.2500 Direct F4
holding WTER Stock Options 100,000 16 Nov 2022 Common 100,000 $0.5300 Direct F1
holding WTER Stock Options 150,000 16 Nov 2022 Common 50,000 $1.09 Direct F2
holding WTER Stock Options 1,150,000 16 Nov 2022 Common 1,000,000 $0.4280 Direct F3
holding WTER Warrants 50,000 16 Nov 2022 Common 50,000 $1.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third vest on each anniversary of the date of grant.
F2 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3 50% vest on July 29, 2023 and 50% vest on July 29, 2024.
F4 50% vest on November 16, 2023 and 50% vest on November 16, 2024.
F5 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on November 16, 2022 upon vesting.