Frank Lazaran - 30 Apr 2023 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
Director
Signature
/s/ Frank Lazaran
Issuer symbol
WTER
Transactions as of
30 Apr 2023
Net transactions value
$0
Form type
4
Filing time
02 May 2023, 15:32:18 UTC
Previous filing
25 Nov 2022
Next filing
18 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +555 +0.89% 63,000 30 Apr 2023 Direct F5, F6
holding WTER Common Stock 62,445 30 Apr 2023 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WTER Stock Options 6,666 30 Apr 2023 Common 6,666 $7.95 Direct F1, F6
holding WTER Stock Options 9,999 30 Apr 2023 Common 3,333 $16.35 Direct F2, F6
holding WTER Stock Options 76,665 30 Apr 2023 Common 66,666 $6.42 Direct F3, F6
holding WTER Stock Options 88,331 30 Apr 2023 Common 11,666 $3.75 Direct F4, F6
holding WTER Warrants 3,333 30 Apr 2023 Common 3,333 $18.75 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third vest on each anniversary of the date of grant.
F2 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3 50% vest on July 29, 2023 and 50% vest on July 29, 2024.
F4 50% vest on November 16, 2023 and 50% vest on November 16, 2024.
F5 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on April 30, 2023 upon vesting.
F6 Reflects the reverse split on the basis of 15:1 which became effective on April 5, 2023.