Frank Lazaran - Jul 29, 2022 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
President and CEO, Director
Signature
/s/ Frank Lazaran
Stock symbol
WTER
Transactions as of
Jul 29, 2022
Transactions value $
$428,000
Form type
4
Date filed
8/2/2022, 04:33 PM
Previous filing
May 3, 2022
Next filing
Nov 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +500K +267.86% 687K Jul 29, 2022 Direct F4
holding WTER Common Stock 187K Jul 29, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WTER Stock Options Award $428K +1M +666.67% $0.43 1.15M Jul 29, 2022 Common 1M $0.43 Direct F3
holding WTER Stock Options 100K Jul 29, 2022 Common 100K $0.53 Direct F1
holding WTER Stock Options 150K Jul 29, 2022 Common 50K $1.09 Direct F2
holding WTER Warrants 50K Jul 29, 2022 Common 50K $1.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third vest on each anniversary of the date of grant.
F2 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3 50% vest on July 29, 2023 and 50% vest on July 29, 2024.
F4 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on July 29, 2022 upon vesting.