Frank Lazaran - 29 Jul 2022 Form 4 Insider Report for ALKALINE WATER Co INC (WTER)

Role
President and CEO, Director
Signature
/s/ Frank Lazaran
Issuer symbol
WTER
Transactions as of
29 Jul 2022
Net transactions value
+$428,000
Form type
4
Filing time
02 Aug 2022, 16:33:19 UTC
Previous filing
03 May 2022
Next filing
25 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTER Common Stock Award +500,000 +268% 686,666 29 Jul 2022 Direct F4
holding WTER Common Stock 186,666 29 Jul 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WTER Stock Options Award $428,000 +1,000,000 +667% $0.4280 1,150,000 29 Jul 2022 Common 1,000,000 $0.4280 Direct F3
holding WTER Stock Options 100,000 29 Jul 2022 Common 100,000 $0.5300 Direct F1
holding WTER Stock Options 150,000 29 Jul 2022 Common 50,000 $1.09 Direct F2
holding WTER Warrants 50,000 29 Jul 2022 Common 50,000 $1.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third vest on each anniversary of the date of grant.
F2 50% vest on March 31, 2022 and 50% vest on March 31, 2023.
F3 50% vest on July 29, 2023 and 50% vest on July 29, 2024.
F4 These shares were granted as a restricted award under the 2020 Equity Incentive Plan and issued on July 29, 2022 upon vesting.