Douglas A. Neis - 25 Feb 2022 Form 4/A - Amendment Insider Report for MARCUS CORP (MCS)

Role
CFO and Treasurer
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Douglas A. Neis
Issuer symbol
MCS
Transactions as of
25 Feb 2022
Net transactions value
-$36,648
Form type
4/A - Amendment
Filing time
31 Mar 2022, 17:34:32 UTC
Date Of Original Report
01 Mar 2022
Previous filing
01 Mar 2022
Next filing
31 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Tax liability $36,648 -2,027 -6.1% $18.08 31,242 25 Feb 2022 Direct F1
holding MCS Common Stock 50,815 25 Feb 2022 by Neis Revocable Trust F1
holding MCS Common Stock 1,167 25 Feb 2022 By 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amendment is being filed to update the reporting person's direct and indirect holdings. Shares previously held directly by the reporting person were transferred to the Neis Revocable Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
F2 This amendment is also being filed to include 401(k) holdings for the reporting person. In 2018, Mr. Neis transferred all holdings in Marcus stock out of his 401(k) account. In March of 2019 he began accruing shares in the 401(k), but due to an administrative error, the reporting person's 401(k) holdings were omitted from subsequent Form 4s.