Douglas A. Neis - 19 Feb 2022 Form 4/A - Amendment Insider Report for MARCUS CORP (MCS)

Role
CFO and Treasurer
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Douglas A. Neis
Issuer symbol
MCS
Transactions as of
19 Feb 2022
Transactions value $
-$59,472
Form type
4/A - Amendment
Filing time
01 Mar 2022, 19:33:45
Date Of Original Report
23 Feb 2022
Next filing
31 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Tax liability -$22.9K -1.26K -2.36% $18.18 52.1K 19 Feb 2022 Direct F1
transaction MCS Common Stock Tax liability -$22.1K -1.22K -2.34% $18.18 50.9K 21 Feb 2022 Direct F1
transaction MCS Common Stock Tax liability -$14.4K -800 -1.57% $18.05 50.1K 22 Feb 2022 Direct F1
holding MCS Common Stock 34K 19 Feb 2022 by Neis Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCS Stock Option (right to buy) (granted 7/29/14) 16.4K 19 Feb 2022 Common Stock 16.4K $18.34 Direct F2
holding MCS Stock Option (right to buy) (granted 7/28/15) 17.4K 19 Feb 2022 Common Stock 17.4K $20.26 Direct F2
holding MCS Stock Option (right to buy) (granted 3/1/16) 11.2K 19 Feb 2022 Common Stock 11.2K $18.68 Direct F2
holding MCS Stock Option (right to buy) (granted 2/28/17) 16.5K 19 Feb 2022 Common Stock 16.5K $31.20 Direct F2
holding MCS Stock Option (right to buy) (granted 2/27/18) 23.5K 19 Feb 2022 Common Stock 23.5K $27.00 Direct F3
holding MCS Stock Option (right to buy) (granted 2/26/19) 21.9K 19 Feb 2022 Common Stock 21.9K $41.90 Direct F3
holding MCS Stock Option (right to buy) (granted 2/25/20) 36.4K 19 Feb 2022 Common Stock 36.4K $28.88 Direct F3
holding MCS Stock Option (right to buy) (granted 5/8/20) 20K 19 Feb 2022 Common Stock 20K $12.71 Direct F3
holding MCS Stock Option (right to buy)(granted 3/9/21) 45.2K 19 Feb 2022 Common Stock 45.2K $21.84 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amendment is being filed to correct the transactions reported on a Form 4 filed on February 23, 2022. The Form 4 incorrectly indicated that the withholdings were disposed from the reporting person's trust account, rather than his direct holdings.
F2 The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F3 The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.