Gregory S. Marcus - Feb 25, 2022 Form 4 Insider Report for MARCUS CORP (MCS)

Role
President and CEO
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus
Stock symbol
MCS
Transactions as of
Feb 25, 2022
Transactions value $
-$138,222
Form type
4
Date filed
3/1/2022, 07:18 PM
Previous filing
Feb 24, 2022
Next filing
Mar 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCS Common Stock Tax liability -$138K -7.65K -4.77% $18.08 153K Feb 25, 2022 Direct
holding MCS Common Stock 75 Feb 25, 2022 As custodian F1
holding MCS Common Stock 7.21K Feb 25, 2022 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCS Stock Option (right to buy) (granted 7/31/12) 52K Feb 25, 2022 Common Stock 52K $13.12 Direct F2
holding MCS Stock Option (right to buy) (granted 7/30/13) 57.5K Feb 25, 2022 Common Stock 57.5K $13.04 Direct F2
holding MCS Stock Option (right to buy) (granted 7/29/14) 49.5K Feb 25, 2022 Common Stock 49.5K $18.34 Direct F2
holding MCS Stock Option (right to buy) (granted 7/28/15) 44.1K Feb 25, 2022 Common Stock 44.1K $20.26 Direct F2
holding MCS Stock Option (right to buy) (granted 3/1/16) 28.5K Feb 25, 2022 Common Stock 28.5K $18.68 Direct F2
holding MCS Stock Option (right to buy) (granted 2/28/17) 40K Feb 25, 2022 Common Stock 40K $31.20 Direct F2
holding MCS Stock Option (right to buy) (granted 2/27/18) 75K Feb 25, 2022 Common Stock 75K $27.00 Direct F3
holding MCS Stock Option (right to buy) (granted 2/26/19) 70.2K Feb 25, 2022 Common Stock 70.2K $41.90 Direct F3
holding MCS Stock Option (right to buy) (granted 2/25/20) 121K Feb 25, 2022 Common Stock 121K $28.88 Direct F3
holding MCS Stock Option (right to buy) (granted 5/8/20) 80K Feb 25, 2022 Common Stock 80K $12.71 Direct F3
holding MCS Stock Option (right to buy)(granted 3/9/21) 137K Feb 25, 2022 Common Stock 137K $21.84 Direct F3
holding MCS Class B Common Stock 191K Feb 25, 2022 Common Stock 191K Direct F4, F5, F6
holding MCS Class B Common Stock 10.8K Feb 25, 2022 Common Stock 10.8K As custodian F4, F5, F6, F7
holding MCS Class B Common Stock 8.39K Feb 25, 2022 Common Stock 8.39K As trustee F4, F5, F6, F8
holding MCS Class B Common Stock 18.2K Feb 25, 2022 Common Stock 18.2K By spouse F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F2 The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F3 The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
F4 This security is convertible into common stock on a 1-for-1 basis at no cost.
F5 This security is immediately exercisable.
F6 No expiration date.
F7 As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
F8 As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.