Gregory S. Marcus - Mar 8, 2022 Form 4 Insider Report for MARCUS CORP (MCS)

Role
President and CEO, Director
Signature
/s/ Steven R. Barth, Attorney-in-Fact for Gregory S. Marcus
Stock symbol
MCS
Transactions as of
Mar 8, 2022
Transactions value $
$0
Form type
4
Date filed
3/10/2023, 04:59 PM
Previous filing
Mar 1, 2022
Next filing
Jul 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MCS Common Stock 191K Mar 8, 2022 Direct
holding MCS Common Stock 75 Mar 8, 2022 As custodian F1
holding MCS Common Stock 7.27K Mar 8, 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCS Stock Option (right to buy) (granted 3/8/22) Award $0 +152K $0.00 152K Mar 8, 2022 Common Stock 152K $17.04 Direct F4
transaction MCS Stock Option (right to buy)(granted 3/7/23) Award $0 +172K $0.00 172K Mar 7, 2023 Common Stock 172K $15.99 Direct F4
holding MCS Stock Option (right to buy) (granted 7/30/13) 57.5K Mar 8, 2022 Common Stock 57.5K $13.04 Direct F3
holding MCS Stock Option (right to buy) (granted 7/29/14) 49.5K Mar 8, 2022 Common Stock 49.5K $18.34 Direct F3
holding MCS Stock Option (right to buy) (granted 7/28/15) 44.1K Mar 8, 2022 Common Stock 44.1K $20.26 Direct F3
holding MCS Stock Option (right to buy) (granted 3/1/16) 28.5K Mar 8, 2022 Common Stock 28.5K $18.68 Direct F3
holding MCS Stock Option (right to buy) (granted 2/28/17) 40K Mar 8, 2022 Common Stock 40K $31.20 Direct F3
holding MCS Stock Option (right to buy) (granted 2/27/18) 75K Mar 8, 2022 Common Stock 75K $27.00 Direct F4
holding MCS Stock Option (right to buy) (granted 2/26/19) 70.2K Mar 8, 2022 Common Stock 70.2K $41.90 Direct F4
holding MCS Stock Option (right to buy) (granted 2/25/20) 121K Mar 8, 2022 Common Stock 121K $28.88 Direct F4
holding MCS Stock Option (right to buy) (granted 5/8/20) 80K Mar 8, 2022 Common Stock 80K $12.71 Direct F4
holding MCS Stock Option (right to buy)(granted 3/9/21) 137K Mar 8, 2022 Common Stock 137K $21.84 Direct F4
holding MCS Class B Common Stock 191K Mar 8, 2022 Common Stock 191K Direct F5, F6, F7
holding MCS Class B Common Stock 10.8K Mar 8, 2022 Common Stock 10.8K As custodian F5, F6, F7, F8
holding MCS Class B Common Stock 8.39K Mar 8, 2022 Common Stock 8.39K As trustee F5, F6, F7, F9
holding MCS Class B Common Stock 18.2K Mar 8, 2022 Common Stock 18.2K By spouse F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As sole custodian of the Alexandra Marcus U/WI/UTMA.
F2 Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
F3 The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
F4 The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
F5 This security is convertible into common stock on a 1-for-1 basis at no cost.
F6 This security is immediately exercisable.
F7 No expiration date.
F8 As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
F9 As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.