Kevin C. Waterhouse - Dec 9, 2021 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Stock symbol
ESQ
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
4
Date filed
12/13/2021, 04:36 PM
Previous filing
Mar 17, 2022
Next filing
Dec 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ESQ Common Stock 76K Dec 9, 2021 Direct F1
holding ESQ Common Stock 47K Dec 9, 2021 As trustee for trusts
holding ESQ Common Stock 12K Dec 9, 2021 As custodian for children

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Award $0 +1.75K $0.00 1.75K Dec 9, 2021 Common Stock 1.75K $31.04 Direct F2
holding ESQ Stock Options 2.5K Dec 9, 2021 Common Stock 2.5K $12.50 Direct F3
holding ESQ Stock Options 1.5K Dec 9, 2021 Common Stock 1.5K $19.25 Direct F3
holding ESQ Stock Options 2K Dec 9, 2021 Common Stock 2K $24.90 Direct F3
holding ESQ Stock Options 2K Dec 9, 2021 Common Stock 2K $20.85 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Stock options vest in three equal annual installments commencing on December 9, 2022.
F3 Stock options are fully vested.
F4 Stock options vest in three equal annual installments commencing on December 16, 2021.