Kevin C. Waterhouse - Apr 6, 2020 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Stock symbol
ESQ
Transactions as of
Apr 6, 2020
Transactions value $
$14,600
Form type
4
Date filed
3/17/2022, 12:22 PM
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Purchase $14.6K +1K +2.13% $14.60 48K Apr 6, 2020 As trustee for trusts
holding ESQ Common Stock 76K Apr 6, 2020 Direct F1
holding ESQ Common Stock 12K Apr 6, 2020 As custodian for children

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 2.5K Apr 6, 2020 Common Stock 2.5K $12.50 Direct F2
holding ESQ Stock Options 1.5K Apr 6, 2020 Common Stock 1.5K $19.25 Direct F2
holding ESQ Stock Options 2K Apr 6, 2020 Common Stock 2K $24.90 Direct F2
holding ESQ Stock Options 2K Apr 6, 2020 Common Stock 2K $20.85 Direct F3
holding ESQ Stock Options 1.75K Apr 6, 2020 Common Stock 1.75K $31.04 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Stock options are fully vested.
F3 Stock options vest in three equal annual installments commencing on December 16, 2021.
F4 Stock options vest in three equal annual installments commencing on December 9, 2022.