Kevin C. Waterhouse - 06 Apr 2020 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Issuer symbol
ESQ
Transactions as of
06 Apr 2020
Net transactions value
+$14,600
Form type
4
Filing time
17 Mar 2022, 12:22:29 UTC
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Purchase $14,600 +1,000 +2.1% $14.60 48,000 06 Apr 2020 As trustee for trusts
holding ESQ Common Stock 76,000 06 Apr 2020 Direct F1
holding ESQ Common Stock 12,000 06 Apr 2020 As custodian for children

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 2,500 06 Apr 2020 Common Stock 2,500 $12.50 Direct F2
holding ESQ Stock Options 1,500 06 Apr 2020 Common Stock 1,500 $19.25 Direct F2
holding ESQ Stock Options 2,000 06 Apr 2020 Common Stock 2,000 $24.90 Direct F2
holding ESQ Stock Options 2,000 06 Apr 2020 Common Stock 2,000 $20.85 Direct F3
holding ESQ Stock Options 1,750 06 Apr 2020 Common Stock 1,750 $31.04 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Stock options are fully vested.
F3 Stock options vest in three equal annual installments commencing on December 16, 2021.
F4 Stock options vest in three equal annual installments commencing on December 9, 2022.