Kevin C. Waterhouse - 19 Dec 2022 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Director
Signature
/s/ Eric S. Bader, pursuant to Power of Attorney
Issuer symbol
ESQ
Transactions as of
19 Dec 2022
Net transactions value
$0
Form type
4
Filing time
21 Dec 2022, 14:35:00 UTC
Previous filing
13 Dec 2021
Next filing
19 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Award $0 +1,750 +2.3% $0.000000 77,750 19 Dec 2022 Direct F1, F2
holding ESQ Common Stock 48,000 19 Dec 2022 As trustee for trusts
holding ESQ Common Stock 12,000 19 Dec 2022 As custodian for children

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 2,500 19 Dec 2022 Common Stock 2,500 $12.50 Direct F3
holding ESQ Stock Options 1,500 19 Dec 2022 Common Stock 1,500 $19.25 Direct F3
holding ESQ Stock Options 2,000 19 Dec 2022 Common Stock 2,000 $24.90 Direct F3
holding ESQ Stock Options 2,000 19 Dec 2022 Common Stock 2,000 $20.85 Direct F4
holding ESQ Stock Options 1,750 19 Dec 2022 Common Stock 1,750 $31.04 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock vest in three equal annual installments commencing on December 19, 2026.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F3 Stock options are fully vested.
F4 Stock options vest in three equal annual installments commencing on December 16, 2021.
F5 Stock options vest in three equal annual installments commencing on December 9, 2022.