Bradford E. Ritchie - Jul 22, 2021 Form 4/A - Amendment Insider Report for SUMMIT FINANCIAL GROUP, INC. (SMMF)

Role
President, Subsidiary Bank
Signature
Teresa D. Ely, Lmtd. POA, Attorney-In-Fact
Stock symbol
SMMF
Transactions as of
Jul 22, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
10/27/2021, 09:27 AM
Date Of Original Report
Jul 23, 2021
Previous filing
Jul 15, 2021
Next filing
Oct 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMMF Common Stock Options Exercise $2.54K +1K +5.96% $2.54* 17.8K Jul 22, 2021 Direct F3
holding SMMF Common Stock 7.04K Jul 22, 2021 by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMMF Employee Stock Option (Right to Buy) Options Exercise -$2.54K -1K -20% $2.54* 4K Jul 22, 2021 Common Stock 5K $2.54 Direct F1, F2
holding SMMF Stock-Settled Stock Appreciation Rights 17.1K Jul 22, 2021 Common Stock 17.1K $12.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 5.45K Jul 22, 2021 Common Stock 5.45K $26.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 11.3K Jul 22, 2021 Common Stock 11.3K $23.94 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 19K Jul 22, 2021 Common Stock 19K $21.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option and/or SAR vests in 5 equal annual instamments with beginning date indicated.
F2 Option and/or SAR expires in 5 equal annual installments with the final date indicated.
F3 This amendment is to reflect the acquired 1,000 shares on Table I from the transaction reported on Table II. The correct number of securities beneficially owned following the transaction in Direct ownership is 17,781. These shares were also omitted from one (1) subsequent Form 4 since the initial Form 4 filing.