Bradford E. Ritchie - Sep 16, 2021 Form 4/A - Amendment Insider Report for SUMMIT FINANCIAL GROUP, INC. (SMMF)

Role
President, Subsidiary Bank
Signature
Teresa D. Ely, Lmtd. POA, Attorney-In-Fact
Stock symbol
SMMF
Transactions as of
Sep 16, 2021
Transactions value $
$20,320
Form type
4/A - Amendment
Date filed
10/27/2021, 09:42 AM
Date Of Original Report
Sep 17, 2021
Previous filing
Oct 27, 2021
Next filing
May 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMMF Common Stock Options Exercise $10.2K +4K +22.5% $2.54* 21.8K Sep 16, 2021 Direct F3
holding SMMF Common Stock 7.04K Sep 16, 2021 by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMMF Employee Stock Option (Right to Buy) Options Exercise $10.2K +4K $2.54* 0 Sep 16, 2021 Common Stock 4K $2.54 Direct F1, F2
holding SMMF Stock-Settled Stock Appreciation Rights 17.1K Sep 16, 2021 Common Stock 17.1K $12.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 5.45K Sep 16, 2021 Common Stock 5.45K $26.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 11.3K Sep 16, 2021 Common Stock 11.3K $23.94 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 19K Sep 16, 2021 Common Stock 19K $21.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option and/or SAR vests in 5 equal annual instamments with beginning date indicated.
F2 Option and/or SAR expires in 5 equal annual installments with the final date indicated.
F3 This amendment is to correct the acquired price from $24.09 to $2.54