Bradford E. Ritchie - Jul 15, 2021 Form 4 Insider Report for SUMMIT FINANCIAL GROUP, INC. (SMMF)

Signature
Teresa D. Ely, Lmtd. POA, Attorney-In-Fact
Stock symbol
SMMF
Transactions as of
Jul 15, 2021
Transactions value $
$415,871
Form type
4
Date filed
7/15/2021, 03:51 PM
Next filing
Oct 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMMF Common Stock 7.04K Jul 15, 2021 by ESOP
holding SMMF Common Stock 16.8K Jul 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMMF Stock-Settled Stock Appreciation Rights Purchase $416K +19K $21.85 19K Jul 15, 2021 Common Stock 19K $21.85 Direct F1
holding SMMF Employee Stock Option (Right to Buy) 5K Jul 15, 2021 Common Stock 5K $2.54 Direct F1, F2
holding SMMF Stock-Settled Stock Appreciation Rights 17.1K Jul 15, 2021 Common Stock 17.1K $12.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 5.45K Jul 15, 2021 Common Stock 5.45K $26.01 Direct F1
holding SMMF Stock-Settled Stock Appreciation Rights 11.3K Jul 15, 2021 Common Stock 11.3K $23.94 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option and/or SAR vests in 5 equal annual instamments with beginning date indicated.
F2 Option and/or SAR expires in 5 equal annual installments with the final date indicated.