Edward H. Schaefer - Aug 18, 2021 Form 4 Insider Report for FFBW, Inc. /MD/ (FFBW)

Role
President and CEO, Director
Signature
/s/ Steven T. Lanter, pursuant to Power of Attorney
Stock symbol
FFBW
Transactions as of
Aug 18, 2021
Transactions value $
$5,750
Form type
4
Date filed
8/20/2021, 02:14 PM
Previous filing
May 28, 2021
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFBW Common Stock Purchase $5.75K +500 +0.7% $11.50 71.5K Aug 18, 2021 Direct F1, F2
holding FFBW Common Stock 8.33K Aug 18, 2021 By ESOP F5
holding FFBW Common Stock 1.06K Aug 18, 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FFBW Stock Options 5K Aug 18, 2021 Common Stock 5K $11.25 Direct F4
holding FFBW Stock Options 95K Aug 18, 2021 Common Stock 95K $9.15 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 19, 2019.
F2 Includes shares of restricted stock which vest at a rate of 20% per year commencing on May 26, 2022.
F3 Stock options vest at a rate of 20% per year commencing on December 19, 2019.
F4 Stock options vest at a rate of 20% per year commencing on May 26, 2022.
F5 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.