Edward H. Schaefer - 26 May 2021 Form 4 Insider Report for FFBW, Inc. /MD/ (FFBW)

Role
President and CEO, Director
Signature
/s/ Steven T. Lanter, pursuant to Power of Attorney
Issuer symbol
FFBW
Transactions as of
26 May 2021
Net transactions value
+$5,650
Form type
4
Filing time
28 May 2021, 17:10:50 UTC
Next filing
20 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFBW Common Stock Award $0 +3,000 +4.4% $0.000000 70,466 26 May 2021 Direct F1, F2
transaction FFBW Common Stock Purchase $5,650 +500 +0.71% $11.30 70,966 27 May 2021 Direct F1
holding FFBW Common Stock 8,334 26 May 2021 By ESOP F5
holding FFBW Common Stock 1,058 26 May 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFBW Stock Options Award $0 +5,000 $0.000000 5,000 26 May 2021 Common Stock 5,000 $11.25 Direct F4
holding FFBW Stock Options 95,016 26 May 2021 Common Stock 95,016 $9.15 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 19, 2019.
F2 Shares of restricted stock vest at a rate of 20% per year commencing on May 26, 2022.
F3 Stock options vest at a rate of 20% per year commencing on December 19, 2019.
F4 Stock options vest at a rate of 20% per year commencing on May 26, 2022.
F5 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.