Edward H. Schaefer - 30 Nov 2021 Form 4 Insider Report for FFBW, Inc. /MD/ (FFBW)

Role
President and CEO, Director
Signature
/s/ Steven T. Lanter, pursuant to power of attorney
Issuer symbol
FFBW
Transactions as of
30 Nov 2021
Net transactions value
+$2,938
Form type
4
Filing time
01 Dec 2021, 11:22:33 UTC
Previous filing
20 Aug 2021
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFBW Common Stock Purchase $2,938 +250 +0.35% $11.75 71,716 30 Nov 2021 Direct F1, F2
holding FFBW Common Stock 8,334 30 Nov 2021 By ESOP F5
holding FFBW Common Stock 1,058 30 Nov 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FFBW Stock Options 5,000 30 Nov 2021 Common Stock 5,000 $11.25 Direct F4
holding FFBW Stock Options 95,016 30 Nov 2021 Common Stock 95,016 $9.15 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 19, 2019.
F2 Includes shares of restricted stock which vest at a rate of 20% per year commencing on May 26, 2022.
F3 Stock options vest at a rate of 20% per year commencing on December 19, 2019.
F4 Stock options vest at a rate of 20% per year commencing on May 26, 2022.
F5 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.