Bradley K. Serwin - 04 Sep 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Role
General Counsel and Secretary
Signature
/s/ Bradley K. Serwin
Issuer symbol
COMP
Transactions as of
04 Sep 2025
Net transactions value
-$202,044
Form type
4
Filing time
05 Sep 2025, 16:30:21 UTC
Previous filing
26 Aug 2025
Next filing
06 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Serwin Bradley K General Counsel and Secretary C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Bradley K. Serwin 05 Sep 2025 0001314040

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +42,553 +17% $0.000000 294,774 04 Sep 2025 Direct F1
transaction COMP Class A Common Stock Tax liability $202,044 -21,609 -7.3% $9.35 273,165 04 Sep 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Performance Stock Unit (PSU) Options Exercise $0 -42,553 -50% $0.000000 42,553 04 Sep 2025 Class A Common Stock 42,553 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each PSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of PSUs.
F3 The financial metrics of the PSUs have been satisfied and they will vest as to 50% on August 15, 2025 and the remaining 50% on August 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date.