Bradley K. Serwin - 03 Jul 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Role
General Counsel and Secretary
Signature
/s/ Bradley K. Serwin
Issuer symbol
COMP
Transactions as of
03 Jul 2025
Net transactions value
-$286,351
Form type
4
Filing time
08 Jul 2025, 16:39:17 UTC
Previous filing
13 May 2025
Next filing
26 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Serwin Bradley K General Counsel and Secretary C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Bradley K. Serwin 08 Jul 2025 0001314040

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +87,831 +37% $0.000000 322,953 03 Jul 2025 Direct F1
transaction COMP Class A Common Stock Tax liability $286,351 -44,603 -14% $6.42 278,350 03 Jul 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -14,757 -25% $0.000000 44,274 03 Jul 2025 Class A Common Stock 14,757 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -33,786 -25% $0.000000 101,360 03 Jul 2025 Class A Common Stock 33,786 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -27,482 -25% $0.000000 82,447 03 Jul 2025 Class A Common Stock 27,482 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -11,806 -6.2% $0.000000 177,096 03 Jul 2025 Class A Common Stock 11,806 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.