Bradley K. Serwin - 09 May 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Role
General Counsel and Secretary
Signature
/s/ Bradley K. Serwin
Issuer symbol
COMP
Transactions as of
09 May 2025
Net transactions value
$0
Form type
4
Filing time
13 May 2025, 17:21:22 UTC
Previous filing
04 Apr 2025
Next filing
08 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Serwin Bradley K General Counsel and Secretary C/O COMPASS, INC., 110 FIFTH AVENUE, 4TH FLOOR, NEW YORK /s/ Bradley K. Serwin 13 May 2025 0001314040

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Award $0 +219,859 $0.000000 219,859 09 May 2025 Class A Common Stock 219,859 Direct F1, F2
transaction COMP Restricted Stock Unit (RSU) Award $0 +135,146 $0.000000 135,146 09 May 2025 Class A Common Stock 135,146 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 The RSUs vest as to 12.5% of the total shares on June 15, 2026 and 12.5% quarterly thereafter, with 100% of the total shares vested on March 15, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3 The RSUs vest as to 25% of the total shares on each of June 15, 2026, September 15, 2026, December 15, 2026 and March 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date.