Bradley K. Serwin - 03 Apr 2025 Form 4 Insider Report for Compass, Inc. (COMP)

Role
General Counsel and Secretary
Signature
/s/ Bradley K. Serwin
Issuer symbol
COMP
Transactions as of
03 Apr 2025
Net transactions value
-$117,649
Form type
4
Filing time
04 Apr 2025, 16:31:31 UTC
Previous filing
25 Mar 2025
Next filing
13 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +27,483 +12% $0.000000 249,078 03 Apr 2025 Direct F1
transaction COMP Class A Common Stock Tax liability $117,649 -13,956 -5.6% $8.43 235,122 03 Apr 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -27,483 -100% $0.000000 0 03 Apr 2025 Class A Common Stock 27,483 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date.