Kalani Reelitz - Jan 3, 2024 Form 4 Insider Report for Compass, Inc. (COMP)

Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Jan 3, 2024
Transactions value $
-$5,564
Form type
4
Date filed
1/5/2024, 04:44 PM
Previous filing
Dec 8, 2023
Next filing
Mar 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +3.38K +1.04% $0.00 328K Jan 3, 2024 Direct F1
transaction COMP Class A Common Stock Tax liability -$5.56K -1.68K -0.51% $3.32 326K Jan 3, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3.38K -50% $0.00 3.38K Jan 3, 2024 Class A Common Stock 3.38K Direct F1, F3

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.