Kalani Reelitz - Dec 5, 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Financial Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Dec 5, 2023
Transactions value $
-$361,879
Form type
4
Date filed
12/8/2023, 07:06 AM
Previous filing
Oct 5, 2023
Next filing
Jan 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +420K +910.35% $0.00 466K Dec 5, 2023 Direct F1
transaction COMP Class A Common Stock Tax liability -$362K -141K -30.33% $2.56 325K Dec 5, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -400K -25% $0.00 1.2M Dec 5, 2023 Class A Common Stock 400K Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -20K -100% $0.00* 0 Dec 5, 2023 Class A Common Stock 20K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on November 15, 2023 and 6.25% quarterly thereafter, with 100% of the total shares vested on November 15, 2026, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.