Kalani Reelitz - 04 Mar 2024 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Financial Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
04 Mar 2024
Net transactions value
-$168,812
Form type
4
Filing time
06 Mar 2024, 16:38:56 UTC
Previous filing
05 Jan 2024
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +100,000 +31% $0.000000 426,480 04 Mar 2024 Direct F1
transaction COMP Class A Common Stock Tax liability $168,812 -45,502 -11% $3.71 380,978 04 Mar 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -100,000 -8.3% $0.000000 1,100,000 04 Mar 2024 Class A Common Stock 100,000 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on November 15, 2023 and 6.25% quarterly thereafter, with 100% of the total shares vested on November 15, 2026, subject to the reporting person's provision of service to the Issuer on each vesting date.