Kalani Reelitz - Oct 3, 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Financial Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Oct 3, 2023
Transactions value $
-$2,574
Form type
4
Date filed
10/5/2023, 05:30 PM
Previous filing
Sep 6, 2023
Next filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +3.38K +7.72% $0.00 47.1K Oct 3, 2023 Direct F1
transaction COMP Class A Common Stock Tax liability -$2.57K -990 -2.1% $2.60 46.1K Oct 3, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3.38K -33.33% $0.00 6.76K Oct 3, 2023 Class A Common Stock 3.38K Direct F1, F3

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.