Kalani Reelitz - Sep 5, 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Financial Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Sep 5, 2023
Transactions value $
-$21,213
Form type
4
Date filed
9/6/2023, 05:14 PM
Previous filing
Jul 7, 2023
Next filing
Oct 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +20K +67.55% $0.00 49.6K Sep 5, 2023 Direct F1
transaction COMP Class A Common Stock Tax liability -$21.2K -5.86K -11.81% $3.62 43.7K Sep 5, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -20K -50% $0.00 20K Sep 5, 2023 Class A Common Stock 20K Direct F1, F3

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.