Kalani Reelitz - 05 Sep 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Financial Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 05 Sep 2023
Net transactions value: -$21,213
Form type: 4
Filing time: 06 Sep 2023, 17:14:12 UTC
Previous filing: 07 Jul 2023
Next filing: 05 Oct 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+20,000	+68%	$0.000000	49,608	05 Sep 2023	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$21,213	-5,860	-12%	$3.62	43,748	05 Sep 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-20,000	-50%	$0.000000	20,000	05 Sep 2023	Class A Common Stock	20,000		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to the 25% of the shares on each of February 15, 2023, May 15, 2023, August 15, 2023, and November 15, 2023, with 100% of the total shares vested on November 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date.