| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Aguirre DeAnne | Director | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s/ /Eileen Bagarella, Attorney-in-Fact for DeAnne Aguirre | 09 May 2025 | 0001934428 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Purchase | $104,923 | +5,999 | +80% | $17.49 | 13,529 | 08 May 2025 | Direct | F1, F2 |
| transaction | HTGC | Common Stock | Disposed to Issuer | $0 | -5,837 | -43% | $0.000000 | 7,692 | 08 May 2025 | Direct | F3 |
| transaction | HTGC | Common Stock | Disposed to Issuer | $0 | +5,837 | +92% | $0.000000 | 12,181 | 08 May 2025 | By Trust | F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. |
| F2 | Average purchase price. Shares purchased at prices between $17.38 and $17.58. |
| F3 | Shares previously reported as directly owned are now being reported as indirectly owned. |
| F4 | Includes 50,42 and 38 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025, respectively. |
| F5 | Held by the Aguirre Family 2004 Trust |