DeAnne Aguirre - 06 Aug 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Aguirre DeAnne
Issuer symbol
HTGC
Transactions as of
06 Aug 2024
Net transactions value
+$104,661
Form type
4
Filing time
08 Aug 2024, 18:49:17 UTC
Previous filing
03 Jun 2024
Next filing
09 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Purchase $104,661 +5,660 +91% $18.49 11,874 06 Aug 2024 Direct F1, F2
transaction HTGC Common Stock Disposed to Issuer $0 -4,521 -38% $0.000000 7,530 06 Aug 2024 Direct F3, F4
transaction HTGC Common Stock Award $0 +4,521 +267% $0.000000 6,214 06 Aug 2024 By Trust F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2 Average purchase price. Shares purchased at prices between $18.4250 and $18.5500.
F3 Shares previously reported as directly owned are now being reported as indirectly owned.
F4 Includes 91 and 86 dividend reinvestment shares acquired on March 6, 2024 May 21, 2024, respectively.
F5 Held by the Aguirre Family 2004 Trust