Aguirre DeAnne - Aug 6, 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Aguirre DeAnne
Stock symbol
HTGC
Transactions as of
Aug 6, 2024
Transactions value $
$104,661
Form type
4
Date filed
8/8/2024, 06:49 PM
Previous filing
Jun 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Purchase $105K +5.66K +91.08% $18.49 11.9K Aug 6, 2024 Direct F1, F2
transaction HTGC Common Stock Disposed to Issuer $0 -4.52K -37.52% $0.00 7.53K Aug 6, 2024 Direct F3, F4
transaction HTGC Common Stock Award $0 +4.52K +267.04% $0.00 6.21K Aug 6, 2024 By Trust F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2 Average purchase price. Shares purchased at prices between $18.4250 and $18.5500.
F3 Shares previously reported as directly owned are now being reported as indirectly owned.
F4 Includes 91 and 86 dividend reinvestment shares acquired on March 6, 2024 May 21, 2024, respectively.
F5 Held by the Aguirre Family 2004 Trust