Seth H. Meyer - 09 Jan 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Financial Officer
Signature
/s/ /Eileen Bagarella, Attorney-in-Fact for Seth H. Meyer
Issuer symbol
HTGC
Transactions as of
09 Jan 2025
Net transactions value
+$1,323,315
Form type
4
Filing time
13 Jan 2025, 16:06:46 UTC
Previous filing
09 Dec 2024
Next filing
14 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $326,693 -16,351 -4.9% $19.98 318,221 09 Jan 2025 Direct F1
transaction HTGC Common Stock Award $1,650,008 +82,583 +26% $19.98 400,804 09 Jan 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.
F2 Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.